Investor Alert: Be aware of fraudsters impersonating CIRO, claiming to help investors get their money back More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023 Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023 Re-publication of Proposed Derivatives Rule Modernization, Stage 1 Date Opened July 13, 2023 Status Closed Date Closed August 14, 2023 Consultation Paper – Proposed Proficiency Model- Approved Persons under the Investment Dealer and Partially Consolidated Rules Date Opened July 7, 2023 Status Closed Date Closed September 20, 2023 Amendments to facilitate the investment industry’s move to T+1 settlement Date Opened April 20, 2023 Status Closed Date Closed June 19, 2023 Proposal on Distributing Funds Disgorged and Collected through New SRO Disciplinary Proceedings to Harmed Investors Date Opened February 1, 2023 Status Closed Date Closed May 1, 2023 Joint CSA/IIROC Staff Notice 23 – 329 – Short Selling in Canada Date Opened December 8, 2022 Status Closed Date Closed March 8, 2023 Review of the IIROC Arbitration Program Date Opened December 6, 2022 Status Closed Date Closed March 6, 2023 Consultation Paper (Phase III) — Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers Date Opened August 29, 2022 Status Closed Date Closed December 28, 2022 Proposed amendments to permit reduced margin for swap position partial offsets held in inventory Date Opened August 4, 2022 Status Closed Date Closed October 3, 2022 First page « First Previous page ‹ Page 1 Current page 2 Page 3 Page 4 Page 5 Next page › Last page Last »
Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023
Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023
Re-publication of Proposed Derivatives Rule Modernization, Stage 1 Date Opened July 13, 2023 Status Closed Date Closed August 14, 2023
Consultation Paper – Proposed Proficiency Model- Approved Persons under the Investment Dealer and Partially Consolidated Rules Date Opened July 7, 2023 Status Closed Date Closed September 20, 2023
Amendments to facilitate the investment industry’s move to T+1 settlement Date Opened April 20, 2023 Status Closed Date Closed June 19, 2023
Proposal on Distributing Funds Disgorged and Collected through New SRO Disciplinary Proceedings to Harmed Investors Date Opened February 1, 2023 Status Closed Date Closed May 1, 2023
Joint CSA/IIROC Staff Notice 23 – 329 – Short Selling in Canada Date Opened December 8, 2022 Status Closed Date Closed March 8, 2023
Review of the IIROC Arbitration Program Date Opened December 6, 2022 Status Closed Date Closed March 6, 2023
Consultation Paper (Phase III) — Competency Profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers Date Opened August 29, 2022 Status Closed Date Closed December 28, 2022
Proposed amendments to permit reduced margin for swap position partial offsets held in inventory Date Opened August 4, 2022 Status Closed Date Closed October 3, 2022
