Alert: A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met. More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024 Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023 Rule Consolidation Project – Phase 1 Date Opened October 20, 2023 Status Closed Date Closed December 19, 2023 Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023 Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023 Re-publication of Proposed Derivatives Rule Modernization, Stage 1 Date Opened July 13, 2023 Status Closed Date Closed August 14, 2023 Consultation Paper – Proposed Proficiency Model- Approved Persons under the Investment Dealer and Partially Consolidated Rules Date Opened July 7, 2023 Status Closed Date Closed September 20, 2023 Amendments to facilitate the investment industry’s move to T+1 settlement Date Opened April 20, 2023 Status Closed Date Closed June 19, 2023 Proposal on Distributing Funds Disgorged and Collected through New SRO Disciplinary Proceedings to Harmed Investors Date Opened February 1, 2023 Status Closed Date Closed May 1, 2023 First page « First Previous page ‹ Page 1 Current page 2 Page 3 Page 4 Page 5 Page 6 Next page › Last page Last »
Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024
Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024
Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023
Rule Consolidation Project – Phase 1 Date Opened October 20, 2023 Status Closed Date Closed December 19, 2023
Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023
Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023
Re-publication of Proposed Derivatives Rule Modernization, Stage 1 Date Opened July 13, 2023 Status Closed Date Closed August 14, 2023
Consultation Paper – Proposed Proficiency Model- Approved Persons under the Investment Dealer and Partially Consolidated Rules Date Opened July 7, 2023 Status Closed Date Closed September 20, 2023
Amendments to facilitate the investment industry’s move to T+1 settlement Date Opened April 20, 2023 Status Closed Date Closed June 19, 2023
Proposal on Distributing Funds Disgorged and Collected through New SRO Disciplinary Proceedings to Harmed Investors Date Opened February 1, 2023 Status Closed Date Closed May 1, 2023
