Effective Date: December 31, 2021 

1. Introduction 

Subsection 7305(6) of the IIROC Rules requires that an inter-dealer bond broker provide accurate and timely information regarding details of orders and trades for domestic debt securities to the information processor, as required by National Instrument 21-101 Marketplace Operation. 

A list of information processors is provided on the Ontario Securities Commission website. 

1. Applicable Rule 

IIROC Rules this Guidance Note relates to: 

• subsection 7305(6). 

1. Previous Guidance Note 

This Guidance Note replaces draft Guidance Note 7300-1, published as Attachment D to Notice 11-0164 – Plain language rule re-write project – Debt Markets and Inter-Dealer Bond Brokers.  

1. Related documents  

This Guidance Note was published under Notice 21-0190 - IIROC Rules, Form 1 and Guidance.