HSBC Securities (Canada) Inc. (HSCI)

24-0147
Type: Member Bulletin >
Resignation
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HSBC Securities (Canada) Inc. (HSCI) has resigned from membership from the Canadian Investment Regulatory Organization. The resignation of HSCI relates to the acquisition of HSBC Bank Canada by Royal Bank of Canada.

This resignation is effective March 29, 2024.

24-0147
Type: Member Bulletin >
Resignation
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk

Contact

Other Notices associated with this Enforcement Proceeding: