Guidance — Direct Registration Systems 

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Canadian Investment Regulatory Organization (CIRO) is publishing guidance to provide further clarity on the regulatory treatment of securities registered in the Direct Registration System.

The Guidance Note will be effective April 30, 2024.

Appendices

Appendix A – GN-4300-23-001 – Direct Registration Systems Guidance

23-0146
Type: Rules Bulletin >
Approval/​Implementation
Distribute internally to
Corporate Finance
Credit
Legal and Compliance
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Regulatory Accounting
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Financial and Operations Compliance

Other Notices associated with this Enforcement Proceeding: