Investor Alert:
CIRO is issuing a warning to Canadian investors regarding Canada Token Trade.
The Client Identifiers Amendments for Listed Securities (Amendments) will come into effect on July 26, 2021.1
To help you understand the compliance and implementation issues associated with the Amendments, IIROC is pleased to invite you to attend an online workshop, which would be held in two parts:
This workshop is geared towards compliance staff at Dealer Members. At this workshop, we will review:
This workshop is geared towards technical staff at Dealer Members and their vendors. At this workshop, we will review:
Your participation in Part 1 of the Workshop will earn you 1.5 hours of IIROC Continuing Education Compliance Credits.
Registration:
To register, please click https://event-wizard.com/events/IIROCClientIdentifiers/.
Registration will close on:
If you would like to join the event after the registration has closed, please contact Dianne Weatherby, Senior Corporate Events Specialist at [email protected].
To access all upcoming Member Education Services Events, simply subscribe to IIROC’s ePublications service at www.iiroc.ca and select the following categories: “Education Notices” and “Member Events.” ePublications is a free, self-managed system, whereby subscribers can change their selection criteria whenever and as many times as they want, making it a quick and easy way to receive information.