CIRO Regional Councils Annual General Meetings

24-0149
Type: Administrative Bulletin >
General
Distribute internally to
Education and Training
Institutional
Legal and Compliance
Registration
Retail
Senior Management
Trading Desk

Contact

Ron Johnston (British Columbia)
Director, Member Compliance and Registration, Western Canada
Mark Stott (Alberta, Manitoba, and Saskatchewan)
Director, Member Compliance, Prairie Region
Alexandre Bardoux (Québec and Atlantic)
Regional Director, Regulation (Québec and Atlantic)
Michelle Pong (Ontario)
Senior Legal Counsel, Director, District Hearing Committees, Mutual Fund Division

Regional Council Annual General Meetings

We are pleased to inform you that the dates of the CIRO Regional Councils Annual General Meetings (AGMs) have been secured and that formal invitations will be forwarded shortly to all eligible Dealer Members to attend.

Composition and vote

Each Regional Council is composed of four to 20 members. The proposed members forming the Councils are selected by the Regional Councils nomination subcommittees and will be presented at the AGMs for election by the Dealer Members. Dealer Members are entitled to send a representative to represent them and vote at the AGMs in accordance with section 10.4 of CIRO By-law No. 1.

Role of Regional Councils

The Regional Councils play an important advisory role with respect to regional issues and provide a regional perspective on national issues, including client facing activities. They advise CIRO on industry trends of regulatory concern, provide input on the impact of CIRO’s regulatory initiatives, and communicate high-level information regarding meeting discussions to their constituents.

All AGMs start times listed below are local time. Save the date!

Atlantic Regional Council AGM - in St. John, NB
June 6, 2024
4:30 p.m. to 5:00 p.m.

Québec Regional Council AGM
May 7, 2024
4:30 p.m. to 5:00 p.m.

Ontario Regional Council AGM
May 21, 2024
4:00 p.m. to 5:00 p.m.

Saskatchewan Regional Council AGM
May 13, 2024
2:30 p.m. to 3:30 p.m.

Pacific Regional Council AGM
June 18, 2024
3:15 p.m. to 3:45 p.m.

Alberta Regional Council AGM
May 15, 2024
4:00 p.m. to 5:00 p.m.

Manitoba Regional Council AGM
May 6, 2024
4:30 p.m. to 5:30 p.m.

If you need more information related to the AGMs, please contact Ms. Croce Cuffaro who acts as a national coordinator at: [email protected] or 514-392-3420.

24-0149
Type: Administrative Bulletin >
General
Distribute internally to
Education and Training
Institutional
Legal and Compliance
Registration
Retail
Senior Management
Trading Desk

Contact

Ron Johnston (British Columbia)
Director, Member Compliance and Registration, Western Canada
Mark Stott (Alberta, Manitoba, and Saskatchewan)
Director, Member Compliance, Prairie Region
Alexandre Bardoux (Québec and Atlantic)
Regional Director, Regulation (Québec and Atlantic)
Michelle Pong (Ontario)
Senior Legal Counsel, Director, District Hearing Committees, Mutual Fund Division

Other Notices associated with this Enforcement Proceeding: