Search results: "covid"

This Notice provides information to IIROC Dealer Members on cybersecurity threats arising from the COVID-19 pandemic, and includes some tips to help firms and its employees protect clients’ information and itself. With the COVID-19 pandemic, there...

As Members increasingly rely on technology to facilitate work from home arrangements and remotely service clients, there is an increased risk of cybersecurity events. The confusion and evolving circumstances surrounding COVID-19 has created an...

The health and safety of all market participants is of paramount importance to IIROC. In response to the risks associated with COVID-19, investment firms are considering the effects of a potential global pandemic on their client service and...

In light of concerns with respect to the coronavirus (COVID-19), we would like to remind Members of their obligations with respect to business continuity planning under MFDA Rule 2.9 (Internal Controls) as well as the guidance set out in MFDA Staff...

Of paramount importance to IIROC is the wellbeing and safety of our employees and all Canadian market participants. Therefore, as a result of the COVID-19 coronavirus, all IIROC offices are now closed until further notice, with employees working...

The MFDA is closely monitoring the ongoing outbreak of coronavirus disease 2019 (COVID 19) in order to respond to and minimize impact to the MFDA, MFDA Members and Member clients. Given the circumstances are rapidly evolving, going forward the MFDA...

On March 30, we issued a notice to IIROC Dealer Members alerting them to the increased risk of cybersecurity attacks related to the COVID-19 pandemic. Cyber criminals are focusing now on individuals particularly people who are working remotely....

On March 26, 2020, the IIROC Board of Directors approved the offering of exemptive relief in a number of areas relating to hardships Dealer Members are experiencing in complying with related IIROC Dealer Member Rules (DMRs) as a result of the their...

On March 26, 2020, the IIROC Board of Directors approved the offering of exemptive relief in a number of areas relating to hardships Dealer Members are experiencing in complying with related IIROC Dealer Member Rules (DMRs) as a result of the their...

On March 26, 2020, the IIROC Board of Directors approved the offering of exemptive relief in a number of areas relating to hardships Dealer Members are experiencing in complying with related IIROC Dealer Member Rules (DMRs) as a result of the their...