Investor Alert: Be aware of fraudsters impersonating CIRO, claiming to help investors get their money back More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Request for Comment – Enforcement Alternative Forms of Disciplinary Action Date Opened February 22, 2018 Status Closed Date Closed May 13, 2018 Proposed Amendments Respecting the Trading of Derivatives on a Marketplace Date Opened October 8, 2020 Status Closed Date Closed December 7, 2020 Proposed Amendments to swap counterparty margin requirements Date Opened July 16, 2020 Status Closed Date Closed August 17, 2020 Proposed Derivatives Rule Modernization, Stage 1 Date Opened November 21, 2019 Status Closed Date Closed February 19, 2020 Proposed margin requirements for structured products Date Opened February 25, 2021 Status Closed Date Closed April 12, 2021 Client Focused Reforms – Proposed Rule Amendments for Public Comment Date Opened November 19, 2020 Status Closed Date Closed January 18, 2021 Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Date Opened July 8, 2021 Status Closed Date Closed September 7, 2021 Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination Date Opened June 21, 2021 Status Closed Date Closed August 20, 2021 Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules Date Opened March 24, 2021 Status Closed Date Closed July 12, 2021 Request for Comments: IIROC Expert Investor Issues Panel Date Opened May 3, 2021 Status Closed Date Closed June 30, 2021 First page « First Previous page ‹ Page 1 Page 2 Page 3 Page 4 Current page 5
Request for Comment – Enforcement Alternative Forms of Disciplinary Action Date Opened February 22, 2018 Status Closed Date Closed May 13, 2018
Proposed Amendments Respecting the Trading of Derivatives on a Marketplace Date Opened October 8, 2020 Status Closed Date Closed December 7, 2020
Proposed Amendments to swap counterparty margin requirements Date Opened July 16, 2020 Status Closed Date Closed August 17, 2020
Proposed Derivatives Rule Modernization, Stage 1 Date Opened November 21, 2019 Status Closed Date Closed February 19, 2020
Proposed margin requirements for structured products Date Opened February 25, 2021 Status Closed Date Closed April 12, 2021
Client Focused Reforms – Proposed Rule Amendments for Public Comment Date Opened November 19, 2020 Status Closed Date Closed January 18, 2021
Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Date Opened July 8, 2021 Status Closed Date Closed September 7, 2021
Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination Date Opened June 21, 2021 Status Closed Date Closed August 20, 2021
Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules Date Opened March 24, 2021 Status Closed Date Closed July 12, 2021
Request for Comments: IIROC Expert Investor Issues Panel Date Opened May 3, 2021 Status Closed Date Closed June 30, 2021
