Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).
CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:
| Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
Cumberland Private Wealth Management Inc.
Category
Investment Dealer
CWB Wealth Partners Ltd.
Category
Investment Dealer
D.W. Good Investment Company Ltd.
Suite 252, Bonnie Doon Shopping Centre
82nd Avenue & 83rd Street
Edmonton, AB T6C 4E3
780-433-5449
Category
Mutual Fund Dealer
De Thomas Financial Corp.
Category
Mutual Fund Dealer
Designed Securities Ltd.
Category
Investment Dealer & Mutual Fund Dealer
Desjardins Financial Security Investments Inc.
Category
Mutual Fund Dealer
Desjardins Financial Services Firm Inc.
Desjardins Financial Services Firm
100, rue des Commandeurs, West ground floor
Lévis QC G6V 7N5
1-866-835-8444
Category
Mutual Fund Dealer
Desjardins Securities Inc.
Category
Investment Dealer
Approved by CIRO to be a Participant
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.