CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
Citigroup Global Markets Canada Inc.
Clarus Securities Inc.
Exchange Tower
130 King Street West, Suite 3640
Toronto ON M5X 1A9
Clear Street Canada Inc.
CMC Markets Canada Inc.
Co-operators Financial Investment Services Inc.
Coinsquare Capital Markets Ltd.
Cormark Securities Inc.
200 Bay Street, Suite 1800
Royal Bank Plaza, North Tower, P.O. Box 63
Toronto ON M5J 2J2
Creation Wealth Capital Inc.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.