Alert:

Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Dealers We Regulate

CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).

CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:

Membership Terms and ConditionsCompliance Terms and Conditions

Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Filter Dealers

Results:

Citigroup Global Markets Canada Inc.

123 Front Street West
Suite 1900
Toronto ON M5J 2M3

416-947-4119
Category
Investment Dealer
Approved by CIRO to be a Participant

Clarus Securities Inc.

Exchange Tower
130 King Street West, Suite 3640
Toronto ON M5X 1A9

416-343-2777
Category
Investment Dealer
Approved by CIRO to be a Participant

Clear Street Canada Inc.

30 Adelaide St. East, 12th Floor
Toronto ON M5C 2C5

416-559-7981
Category
Investment Dealer
Approved by CIRO to be a Participant

CMC Markets Canada Inc.

3550 - 81 Bay Street
Toronto ON M5J0E7

416-682-5000
Category
Investment Dealer

Co-operators Financial Investment Services Inc.

101 Cooper Drive
Guelph ON N1C 0A4

1-833-631-4999
Category
Mutual Fund Dealer

Cormark Securities Inc.

200 Bay Street, Suite 1800
Royal Bank Plaza, North Tower, P.O. Box 63
Toronto ON M5J 2J2

416-362-7485
Category
Investment Dealer
Approved by CIRO to be a Participant

CTI Capital Securities Inc.

1175 Ave. Bernard (Ouest), Bureau 203
Montréal (Outremont) QC H2V 1V5

514-861-3500
Category
Investment Dealer

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