CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
Carte Wealth Management Inc.
Casgrain & Company Limited
Cedar Leaf Capital Inc.
100 Yonge St
Suite 1601
Toronto ON M5C 2W1
CI Investment Services Inc.
CIBC Investor Services Inc.
CIBC Securities Inc.
CIBC World Markets Inc.
161 Bay Street
P.O. Box 500
Toronto ON M5J 2S8
Citadel Securities Canada ULC
First Canadian Place, 100 King Street West
Suite 4720, P.O. Box 147
Toronto ON M5X 1C7
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.