CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
Desjardins Financial Services Firm Inc.
Desjardins Financial Services Firm
100, rue des Commandeurs, West ground floor
Lévis, Qc, G6V 7N5
Desjardins Securities Inc.
Deutsche Bank Securities Limited
Doheny Securities Limited
Donro Financial Ltd.
Dubeau Capital & Co. Ltd.
Echelon Wealth Partners Inc.
Educators Financial Group Inc.
2225 Sheppard Avenue East Suite 1105
Toronto, ON M2J 5C2