Welcome to Canadian Investment Regulatory Organization
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.
CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
We are pleased to present our annual Compliance Priorities Report: Helping Firms with Compliance for 2024. This report summarizes current issues and challenges that dealers regulated by CIRO should focus on to improve investor protection and foster market integrity. It also outlines initiatives that support transformation and innovation in the industry.
Highlights
CIRO Regional Councils – Call for Nomination
Applications Due By: April 15, 2024
Annually, members of CIRO Regional Councils invite Dealer Members to nominate candidates for election to the Regional Councils in each Region where the Dealer Member has offices.
Ransomware Response Playbook
We have prepared a Ransomware Response Playbook that can be used as a guide when dealing with ransomware incidents.