Mutual Fund Dealer Rules

Mutual Fund Dealer Rules (PDF)

MFDR Form 1 (PDF)

Rules of Procedure (PDF)

These rules replace the MFDA Rules and Policies and became effective on January 1, 2023. The MFDA Rules are no longer in effect.

MFDA Staff Notices

Staff Notices remain effective and will be updated to reference the Mutual Fund Dealer Rules.