Alert:

A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Consultations

Results:

Request for Comment – Enforcement Alternative Forms of Disciplinary Action

Proposed Amendments Respecting the Trading of Derivatives on a Marketplace

Proposed Amendments to swap counterparty margin requirements

Proposed Derivatives Rule Modernization, Stage 1

Proposed margin requirements for structured products

Client Focused Reforms – Proposed Rule Amendments for Public Comment

Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime

Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination

Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules

Request for Comments: IIROC Expert Investor Issues Panel