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Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Date Opened July 8, 2021 Status Closed Date Closed September 7, 2021 Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination Date Opened June 21, 2021 Status Closed Date Closed August 20, 2021 Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules Date Opened March 24, 2021 Status Closed Date Closed July 12, 2021 Request for Comments: IIROC Expert Investor Issues Panel Date Opened May 3, 2021 Status Closed Date Closed June 30, 2021 First page « First Previous page ‹ Page 1 Page 2 Page 3 Page 4 Page 5 Current page 6
Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime Date Opened July 8, 2021 Status Closed Date Closed September 7, 2021
Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination Date Opened June 21, 2021 Status Closed Date Closed August 20, 2021
Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules Date Opened March 24, 2021 Status Closed Date Closed July 12, 2021
Request for Comments: IIROC Expert Investor Issues Panel Date Opened May 3, 2021 Status Closed Date Closed June 30, 2021
