Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Highlights of CIRO’s 2025 Compliance Report: Helping Dealers with Compliance
Project Details:
A key theme of CIRO’s Compliance Report for 2025: Helping Dealers with Compliance is the relationship between technologies used in the investment ecosystem and managing their risks to protect investors. This webcast outlines some of the emerging issues and challenges that Members regulated by CIRO should focus on to improve investor protection and foster market integrity.
Continuing Education Credit:
Back to Webcast Catalogue Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.5
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.