Alert:

Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Dealers We Regulate

CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).

CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:

Membership Terms and ConditionsCompliance Terms and Conditions

Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Filter Dealers

Results:

Webull Securities (Canada) Limited

302 Bay Street
Suite 401
Toronto ON M5H 0B6

1-888-228-0958
Category
Investment Dealer

Wellington-Altus Private Wealth Inc.

201 Portage Ave, Suite 2500
Winnipeg MB R3B 3K6

888-315-8729
Category
Investment Dealer
Approved by CIRO to be a Participant

Wells Fargo Securities Canada, Ltd.

22 Adelaide Street West
Suite 2200
Toronto ON M5H 4E3

416-607-2962
Category
Investment Dealer
Approved by CIRO to be a Participant

WFG Securities Inc.

Transamerica Tower
5000 Yonge Street, 8th Floor
Toronto ON M2N 7E9

416-225-2121, option 5
Category
Mutual Fund Dealer

Worldsource Financial Management Inc.

625 Cochrane Avenue, Suite 700
Markham ON L3R 9R9

905-940-0044
Category
Mutual Fund Dealer

Worldsource Wealth Management Inc.

625 Cochrane Drive
Suite 700
Markham ON L3R 9R9

905-940-0094
Category
Investment Dealer & Mutual Fund Dealer

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