CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
| Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
3i Financial Investment Services Inc.
Category
Mutual Fund Dealer
A.G.P. Canada Investments ULC
5063 North Service Road
Suite 100, Office 74
Burlington, ON L4L 5H6
289-635-5864
Category
Investment Dealer
ACC Global Financial Inc.
165 East Beaver Creek Road, Unit 30
Richmond Hill, ON L4B 2N2
905-771-7338
Category
Mutual Fund Dealer
Acker Finley Inc.
Category
Investment Dealer
Acumen Capital Finance Partners Limited
Category
Investment Dealer
Approved by CIRO to be a Participant
Addington Financial Corporation
10175 Keele Street, Unit 7
Maple, ON L6A 3Y9
905-879-5075
Category
Mutual Fund Dealer
Agentis Capital Markets Limited Partnership
999 West Hastings St
Vancouver BC V6C 2W2
604-687-1597
Category
Investment Dealer
Agora Dealer Services Corp.
Category
Mutual Fund Dealer
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.