Alert:

MFDA and IIROC websites have been retired.

Alert:

A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Dealers We Regulate

CIRO oversees investment and mutual fund firms and their representatives across Canada.

CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:

Membership Terms and ConditionsCompliance Terms and Conditions

Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

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