Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).
CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:
| Membership Terms and Conditions | Compliance Terms and Conditions |
|---|---|
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Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
Desjardins Securities Inc.
Category
Investment Dealer
Approved by CIRO to be a Participant
Deutsche Bank Securities Limited
Category
Investment Dealer
Donro Financial Ltd.
Category
Mutual Fund Dealer
Dubeau Capital & Co. Ltd.
Category
Investment Dealer
Educators Financial Group Inc.
Category
Mutual Fund Dealer
Edward Jones
Category
Investment Dealer
Approved by CIRO to be a Participant
Eight Capital
Category
Investment Dealer
Approved by CIRO to be a Participant
Equity Associates Inc.
Category
Mutual Fund Dealer
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.