Alert:

MFDA and IIROC websites have been retired.

Dealers We Regulate

CIRO oversees investment and mutual fund firms and their representatives across Canada.

CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:

Membership Terms and ConditionsCompliance Terms and Conditions

Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Filter Dealers

Results:

Carte Wealth Management Inc.

1000-2680 Skymark Avenue
Mississauga ON L4W 5L6

905-891-7171
Category
Mutual Fund Dealer

Casgrain & Company Limited

1200, Avenue McGill Collège
21e étage
Montréal QC H3B 4G7

514-871-8080
Category
Investment Dealer

Cedar Leaf Capital Inc.

100 Yonge St
Suite 1601
Toronto ON M5C 2W1

+1 416-607-2524
Category
Investment Dealer

CI Investment Services Inc.

15 York Street, 2nd Floor
Toronto ON M5J 0A3

416-235-0200
Category
Investment Dealer
Approved by CIRO to be a Participant

CIBC Investor Services Inc.

81 Bay Street, CIBC Square
Toronto ON M5J 0E7

416-351-4343
Category
Investment Dealer

Citadel Securities Canada ULC

First Canadian Place, 100 King Street West
Suite 4720, P.O. Box 147
Toronto ON M5X 1C7

416-306-1169
Category
Investment Dealer
Approved by CIRO to be a Participant

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.