CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
| Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
AimStar Capital Group Inc.
Category
Investment Dealer & Mutual Fund Dealer
Aldersley Securities Inc.
560 10th Street
Hanover, ON N4N 1R7
519-364-6093
Category
Mutual Fund Dealer
Aligned Capital Partners Inc.
Category
Investment Dealer
Amerity Wealth Management Inc.
Category
Mutual Fund Dealer
Argosy Securities Inc.
Category
Investment Dealer
ARTECH Asset Advisory Services Inc.
Category
Mutual Fund Dealer
Arton Investments
Category
Investment Dealer
Assante Capital Management Ltd.
199 Bay Street
Suite 2700
Toronto, ON M5L 1E2
416-348-9994
Category
Investment Dealer & Mutual Fund Dealer
Approved by CIRO to be a Participant
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.