Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
CIRO oversees investment and mutual fund firms and their representatives across Canada.
CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:
Membership Terms and Conditions | Compliance Terms and Conditions |
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Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
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Hanover, ON N4N 1R7