Alert:

A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Dealers We Regulate

CIRO oversees investment and mutual fund firms and their representatives across Canada.

CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:

Membership Terms and ConditionsCompliance Terms and Conditions

Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Filter Dealers

Results:

Agora Dealer Services Corp.

6285 Northam Drive, Suite 100
Mississauga, ON
L4V 1X5

1-855-462-4672
Category
Mutual Fund Dealer

AimStar Capital Group Inc.

7050 Woodbine Avenue
Suite 201
Markham, ON L3R 4G8

905-906-5288
Category
Investment Dealer & Mutual Fund Dealer

Aldersley Securities Inc.

560 10th Street
Hanover, ON N4N 1R7

519-364-6093
Category
Mutual Fund Dealer

Aligned Capital Partners Inc.

1001 Champlain Avenue
Suite 300
Burlington ON L7L 5Z4

905-639-5115
Category
Investment Dealer

Amerity Wealth Management Inc.

3100 Steeles Ave E, Suite 403
Markham, ON L3R 8T3

905-307-3688
Category
Mutual Fund Dealer

Argosy Securities Inc.

1725, 16th Avenue
Suite 101
Richmond Hill ON L4B 0B3

905-709-7066
Category
Investment Dealer

ARTECH Asset Advisory Services Inc.

209 – 3993 Henning Drive
Burnaby, BC V5C 6P7

604-434-3863
Category
Mutual Fund Dealer

Arton Investments

1 Westmount Square
Suite 1110
Montréal QC H3Z 2P9

514-935-9333
Category
Investment Dealer