Alert:

MFDA and IIROC websites have been retired.

Investor Alert:

CIRO is warning Canadian investors of a newly uncovered impersonation scam involving Rothenberg Wealth Management Inc. (Rothenberg).

Newsroom

Featured Articles

Alexander with police horses at the 2005 Royal Winter Agriculture Fair

For Lincoln Alexander – It’s a Question of Doing the Right Thing

CIRO Black History Month Initiative Adds to the History Books

Black History Month is a time to celebrate and honour Black leaders and trailblazers in Canada. Sometimes that includes making sure the history books are accessible to all Canadians.

Close-up of co-workers stacking their hands together

What Team Empowerment Looks Like

Throughout my career as a securities lawyer and in my current role as General Counsel and Corporate Secretary at CIRO, I’ve worked on countless teams.

Photo of a desk with two people sitting across from each other, documents on the table.

What CIRO Does with Member Conduct Complaints

Have you ever wondered what happens when there is a complaint about misconduct at an investment or mutual fund dealer?

CIRO ELT members with Commander Paul Smith

Decoding Great Leadership: Lessons from a Canadian Navy Commander by Georgina Whitehead, Chief Human Resources Officer

We had the honour of hosting Commander Paul Smith a few weeks ago to share some of his experiences on leadership during his time in the Canadian Navy.

Colourful illustration of a family, surrounded by various types of expenses

“Is money on your mind? See how Canadians are navigating financial confidence and challenges this Financial Literacy Month.”

Financial Literacy Month 2024: CIRO Survey Highlights Canadians’ Financial Confidence and Challenges

Empty Promises: Romance Scams, Crypto and Getting Rich Quick

Canadians should be aware of the threat of sophisticated scams involving prolonged communications and relationships built through social media, dating apps and websites, and through text messages.

World Investor Week 2024 – Educating and Protecting Investors Banner

World Investor Week 2024 – Educating and Protecting Investors

CIRO is proud to participate in World Investor Week (WIW) from October 7 – October 13 2024.

Annual Report 2023-2024

Regulatory Integration and Evolution Continue — CIRO Releases Second Annual Report

The Canadian Investment Regulatory Organization (CIRO) has released its Annual Report for the 2024 fiscal year.

Stock market charts

What CIRO does with Market Conduct Complaints

Have you ever wondered what happens when there is a complaint about potential misconduct in the capital markets?

Businessman reading a report

The Enforcement Report: A Year in Review

CIRO’s annual Enforcement Report offers an insightful look into the department's efforts to protect investors from unfair, improper, or fraudulent practices.

Businesswoman viewing graphs on a computer

Canadian investor confidence low as knock-on pressure of inflation hits savings, investments

Canadians’ confidence in achieving their financial goals has been impacted by inflation and increases in the cost of living.

Andrew J. Kriegler

IOSCO appoints Andrew J. Kriegler to Chair the Affiliate Members Consultative Committee

Earlier this week, the International Organization of Securities Commissions (IOSCO) appointed CIRO CEO, Andrew J. Kriegler, to chair the Affiliate Members Consultative Committee (AMCC).

Contact Us

Media Kit

Check out our Media Kit for information about CIRO, Key facts, contact details and more.

Access Media Kit

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.