Have you ever wondered what happens when there is a complaint about misconduct at an investment or mutual fund dealer?
CIRO oversees investment dealers and mutual fund dealers in Canada. We have the authority to set rules and enforce violations of those rules by a Dealer Member or individual registrant.
We had the honour of hosting Commander Paul Smith a few weeks ago to share some of his experiences on leadership during his time in the Canadian Navy.
Financial Literacy Month 2024: CIRO Survey Highlights Canadians’ Financial Confidence and Challenges
Canadians should be aware of the threat of sophisticated scams involving prolonged communications and relationships built through social media, dating apps and websites, and through text messages.
CIRO is proud to participate in World Investor Week (WIW) from October 7 – October 13 2024.
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Report for the 2024 fiscal year.
Have you ever wondered what happens when there is a complaint about potential misconduct in the capital markets?
CIRO’s annual Enforcement Report offers an insightful look into the department's efforts to protect investors from unfair, improper, or fraudulent practices.
Canadians’ confidence in achieving their financial goals has been impacted by inflation and increases in the cost of living.
Earlier this week, the International Organization of Securities Commissions (IOSCO) appointed CIRO CEO, Andrew J. Kriegler, to chair the Affiliate Members Consultative Committee (AMCC).
Check out our Media Kit for information about CIRO, Key facts, contact details and more.