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Regulatory Integration and Evolution Continue — CIRO Releases Second Annual Report
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Report for the 2024 fiscal year.
What CIRO does with Market Conduct Complaints
Have you ever wondered what happens when there is a complaint about potential misconduct in the capital markets?
The Enforcement Report: A Year in Review
CIRO’s annual Enforcement Report offers an insightful look into the department's efforts to protect investors from unfair, improper, or fraudulent practices.
Canadian investor confidence low as knock-on pressure of inflation hits savings, investments
Canadians’ confidence in achieving their financial goals has been impacted by inflation and increases in the cost of living.
Empty Promises: Romance Scams, Crypto and Getting Rich Quick
Canadians should be aware of the threat of sophisticated scams involving prolonged communications and relationships built through social media, dating apps and websites, and through text messages.
IOSCO appoints Andrew J. Kriegler to Chair the Affiliate Members Consultative Committee
Earlier this week, the International Organization of Securities Commissions (IOSCO) appointed CIRO CEO, Andrew J. Kriegler, to chair the Affiliate Members Consultative Committee (AMCC).
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