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CIRO has introduced a new @ciro.ca email for all CIRO employees

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More Financial Advisors in Ontario to Have Their Credentials Officially Approved

Type of Publication: General
Division: Mutual Fund Dealer

New SRO Compliance Priorities Report for 2022/2023: Helping Firms with Compliance

Rulebook: IDPC Rules, UMIR
Type of Publication: General
Division: Investment Dealer
23-0036

New SRO’s Compliance Priorities Report helps firms fulfill regulatory requirements and protect Canadian investors

Type of Publication: General
Division: Mutual Fund Dealer

Investor Alert: RCE Banque

Type of Publication: Investor Alert
Division: Investment Dealer

New SRO Regional Councils - Call for Nomination

Type of Publication: Call for Nominations
Division: Mutual Fund Dealer
23-0035; 0934-M

New Webcast: Failed Trade Study

Type of Publication: Education Bulletin
Division: Mutual Fund Dealer
23-0034; 0933-ME

Investor Alert: Sohocapitalgroup

Type of Publication: Investor Alert
Division: Investment Dealer

List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts

Type of Publication: Technical
Division: Investment Dealer
23-0033

List of floating and tracking error margin rates for qualifying Canadian and U.S. index products

Rulebook: IDPC Rules
Type of Publication: Technical
23-0031

Custodial Agreements

Rulebook: IDPC Rules
Type of Publication: Technical
Division: Investment Dealer
23-0032

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