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Tips for Traders Montreal – November 16, 2023

Type of Publication: Education Bulletin
Division: Investment Dealer; Mutual Fund Dealer
23-0168

Investor Alert: VenDigital Platform (formerly IB Platform)

Type of Publication: Investor Alert
Division: Investment Dealer; Mutual Fund Dealer

New Webcast: Highlights of CIRO’s 2024 Annual Priorities

Type of Publication: Education Bulletin
Division: Investment Dealer; Mutual Fund Dealer
23-0163

Acceptable Institutions and Acceptable Counterparties Database

Rulebook: IDPC Rules
Type of Publication: Technical
Division: Investment Dealer
23-0160

Amendments to UMIR and IDPC Rules to facilitate the investment industry’s move to T+1 settlement

Rulebook: IDPC Rules, UMIR
Type of Publication: Approval/​Implementation
Division: Investment Dealer
23-0150

Guidance on the regular settlement date to be used for certain foreign exchange hedge trades

Rulebook: IDPC Rules
Type of Publication: Guidance Note
Division: Investment Dealer
GN-4800-23-0001

Housekeeping amendments to Mutual Fund Dealer Form 1, Audit Reports and Part II – Report on compliance for insurance and segregation of cash and securities

Rulebook: MFDA Rules
Type of Publication: Approval/​Implementation
Division: Mutual Fund Dealer
23-0157

Mutual Fund Dealer Continuing Education Program – CIRO Staff Review of Accreditation of Continuing Education Activities

Rulebook: MFDR
Type of Publication: General
23-0159

CIRO Releases Its 2022-23 Enforcement Report

Type of Publication: General

New Webcast: Highlights of CIRO’s 2022-23 Enforcement Report

Type of Publication: Education Bulletin
Division: Investment Dealer; Mutual Fund Dealer
23-0158

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