Fee Models for Investment Dealers

CIRO’s Interim Fee Model Guidelines Applicable to Investment Dealer Members and Marketplace Members provide comprehensive information on fees collected pursuant to four fee models:

• Dealer Member Fee Model
• Equity Market Regulation Fee Model
• Debt Market Regulation Fee Model
• Debt Information Processor Fee Model

Supporting Resources

• Revenue Tier for FY2025 Dealer Member Fees (PDF)
• Member New Issue Levy Form (Excel)
• New Member Applicant Fee Guideline for FY2025 (Excel)

Related Notices

• 22-0182 - Integration Cost Recovery Fee Model Guideline
• 22-0181 - IIROC Fee Model Guidelines – Update November 2022
• 21-0238 - IIROC Fee Model Guidelines – Update December 2021
• 21-0081 - IIROC Fee Model Guidelines – Update April 2021
• 21-0080 - Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021
• 18-0081 - IIROC Fee Model Guidelines – Update 2018
• 18-0072 - Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model effective April 1, 2018
• 17-0243 - Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model