Custodial Agreements (Investment Dealers)
Contact:
Dennis Dirksen
Manager, Financial & Operations Compliance
Telephone: 416-943-6973
Email: [email protected]
Approved Fund Managers as of September 30, 2024
"In the administration of these custody agreements, CIRO carries out due diligence to ensure that the custodial agreement is in the prescribed form and is executed by those in authority. Copies of the agreements on file are available upon request. It remains the responsibility of Dealer Members to monitor the custodian for ongoing compliance as an acceptable securities location and to carry out product due diligence and suitability assessment of investments sold to clients."
Fund Manager Funds covered by agreement | Region | Products | |
---|---|---|---|
1832 Asset Management L.P. (Dynamic Funds) Includes Deposit accounts | Canada | Mutual Funds / Hedge Funds / LSF's | |
3IQ CORP. 3IQ Corp. | Canada | Pooled Fund | |
Aberdeen Global Services S.A. Aberdeen Global II Funds Aberdeen Global Funds | Overseas | Mutual Fund | |
Accilent Capital Management Inc. Capsure Hedged Oil and Gas Income & Growth Trust | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Acker Finley Asset Management Inc. QSATM Funds | Canada | Mutual Fund | |
ACM Advisors Ltd. ACM Commercial Mortgage Fund | Canada | Mortgage Investment Fund | |
Addenda Capital Inc. Addenda Pooled Funds | Canada | Pooled Fund | |
AGAWA Fund Management Inc. AGAWA Fund I Limited Partnership | Canada | Limited Partnership | |
AGF Investments Inc. Acuity family of mutual funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds Acuity Pooled funds | Canada | Mutual Fund / Pooled Fund | |
AIP Asset Management Inc. AIP Convertible Private Debt Fund LP | Canada | Limited Partnership | |
Aldergrove Credit Union | Canada | GIC's | |
Algonquin Capital Corporation | Canada | Limited Partnership | |
Aligned Capital Partners Inc. Aligned Capital Family of Pooled funds including the Westcourt Performance Portfolio | Canada | Mutual Fund | |
Alignvest Capital Management Inc. | Canada | Hedge Fund | |
Alignvest Student Housing Real Estate Investment Trust Alignvest Student Housing REIT | Canada | REIT | |
Alitis Investment Counsel Inc. Alitis Mortgage Plus Fund Alitis Private REIT | Canada | REIT | |
All Island Equity REIT | Canada | REIT | |
AlphaFixe Capital Inc. | Canada | Pooled Fund | |
AlphaNorth Asset Management | Canada | Mutual Fund | |
Altema Asset Management Inc. Altema Diversified Equity Market Neutral Fund | Canada | Hedge Fund | |
Alterna Savings and Credit Union Limited | Canada | GIC's | |
Altervest Ltd. | Canada | Pooled Fund | |
Altrust Investment Solutions Inc. | Canada | Hedge Fund | |
Amur Capital Conservative Income Fund Inc. | Canada | Mortgage Investment Fund | |
Amur Capital Income Fund Inc. | Canada | Mortgage Investment Fund | |
Anson Funds Management LP Anson North Star Trust | Canada | Pooled Fund | |
Antares Investment Management, Inc. | Canada | Pooled Fund | |
Antrim Investments Ltd./Antrim Balanced Mortgage Fund Ltd. Antrim Balanced Mortgage Fund Ltd. | Canada | Mortgage Investment Fund | |
Apartment Plus Real Estate Investment Trust | Canada | REIT | |
Arrow Capital Management Inc. | Canada | Mutual Fund / Hedge Fund | |
Artemis Investment Management Limited Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund | Canada | Mutual Fund / Limited Partnership | |
Aryeh Capital Management Ltd. Aryeh Capital Partners Canada, LP | Canada | Limited Partnership | |
ATB Investment Management Inc. | Canada | Mutual Fund | |
Auspice Capital Advisors Ltd. Auspice Diversified Trust | Canada | Mutual Fund Trust | |
Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund | Canada | Mutual Fund | |
AWM Diversified Mortgage Investment Corporation | Canada | Mortgage Investment Fund | |
Axcess Capital Advisors Inc. | Canada | Pooled Fund | |
AYAL Capital Advisors Limited AYAL Capital Advisors Trust Fund | Canada | Mutual Fund Trust | |
B.E.S.T Investment Counsel Limited The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc. NB Specialty Finance Income Fund (CAD) | Canada | Mutual Fund | |
B2B Bank | Canada | GIC's / Investment Savings Accounts | |
Baker Gilmore & Associates Inc. Baker Gilmore & Associates Pooled Funds | Canada | Pooled Fund | |
Bank of America, National Association (Canada Branch) | Canada | GIC's | |
Bank of Canada | Canada | Other | |
Bank of Montreal | Canada | Investment Savings Account / GIC's | |
Bank of Montreal Mortgage Corp. | Canada | GIC's | |
Bank of Nova Scotia Scotia Mortgage Corporation Bank of Nova Scotia Montreal Trust Company of Canada National Trust Company / Victoria&Grey MortgageCorp. | Canada | GIC's | |
Barometer Capital Management Inc. | Canada | Mutual Fund / Pooled Fund | |
Barrage Capital Inc. | Canada | Mutual Fund / Hedge Fund / GIC's | |
Barrantagh Investment Management Inc. | Canada | Mutual Fund | |
Bastion Asset Management Inc. | Canada | Investment Funds | |
Bayxis Capital Management Inc. Bayxis Quantum Fund LP | Canada | Limited Partnership | |
BCV Asset Management Inc. | Canada | Pooled Fund | |
Bedford Park Capital Corporation Bedford Park Opportunities Fund | Canada | Limited Partnership | |
Belco Private Capital Inc. | Canada | Pooled Fund | |
Bellwether Investment Management Inc. Bellwether family of funds. | Canada | Pooled Fund | |
Beutel Goodman & Company Ltd | Canada | Mutual Fund/Pooled Fund/Seg Fund | |
BirchLeaf Investments Inc. BirchLeaf Growth Fund | Canada | Pooled Fund | |
Black Swan Dexteritas Inc. BSD Global Tech Hedge Fund LP | Canada | Limited Partnership | |
BlackBridge Capital Management Corp. | Canada | Mutual Fund | |
BlackRock (Luxembourg) SA BlackRock Global Funds | Overseas | Mutual Fund | |
BlackRock Asset Management Canada Limited BlackRock Asset Management Canada Limited | Canada | Mutual Fund | |
Bloom Burton Investment Group Inc. | Canada | Pooled Fund | |
Bloom Investment Counsel, Inc. | Canada | Mutual Fund | |
BloombergSen Inc. BloombergSen Partners Trust | Canada | Mutual Fund | |
Blue Couch Fund Administration Inc. Vector Mortgage Trust | Canada | Mutual Fund Trust | |
BMG Management Services Inc. | Canada | Mutual Fund | |
BMO Asset Management Inc. BMO Partners Group Private Markets Fund | Canada | Mutual Fund | |
BMO Investments Inc. / BMO Investissements Inc. BMO Mutual Funds | Canada | Mutual Fund | |
BMO Life Assurance Company BMO Guaranteed Investment Funds | Canada | Segregated Fund | |
BMO Nesbitt Burns Inc. | Canada | Mutual Fund / Linked Notes | |
BMO Private Investment Counsel Inc. | Canada | Mutual Fund | |
BMO Trust Company | Canada | GIC's / Investment Savings Accounts | |
BNP Paribas (Canada) | Canada | Linked Notes | |
BNY Mellon Global Management Ltd. BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC | Overseas | Mutual Fund | |
Brandes Investment Partners & Co. | Canada | Mutual Fund | |
Brandywine Global Investment Management (Canada), ULC | Canada | Pooled Fund | |
Bridgeport Asset Management Inc. Bridgeport Cdn Equity Fund Bridgeport US Equity Fund Bridgeport High Income Fund | Canada | Investment Funds | |
Bridgewater Bank | Canada | GIC's | |
Bridging Finance Inc. | Canada | Pooled Fund | |
Bristol Gate Capital Partners Inc. Bristol Gate U.S. Equity Fund LP | Canada | Mutual Fund / Limited Partnership | |
Brompton Funds Limited | Canada | Mutual Fund | |
Brookfield Investment Management (Canada) Inc. | Canada | Pooled Fund | |
Brookfield Public Securities Group LLC Oaktree Strategic Credit Trust (Canadian Feeder) | U.S. | Mutual Fund | |
Brookfield Public Securities Group LLC/Brookfield Real Estate Income Corp. Brookfield Real Estate Income Corp. | U.S. | Other | |
Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool | Canada | Pooled Fund | |
Brownstone Asset Management Inc. Brownstone US Dividend Equity Fund | Canada | Mutual Fund / Pooled Fund | |
BT Global Growth Inc. BT Global Growth Fund L.P. | Canada | Hedge Fund | |
Bull Capital Management Inc. Balanced Class Shares Global Equity Class Shares Canadian Equity Class Shares EFG Private Portfolio Series ING | Canada | Pooled Fund | |
Burgundy Asset Management Ltd. | Canada | Mutual Fund | |
CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class | Canada | Mutual Fund | |
Caldwell Investment Management Ltd. | Canada | Mutual Fund | |
Canada Life Assurance Company (The) | Canada | Segregated Fund | |
Canadian Tire Bank Canadian Tire Bank | Canada | GIC's | |
Canadian Western Bank | Canada | GIC's | |
Canadian Western Trust | Canada | Mutual Funds / GIC's / Inv. Savings Acct | |
Canoe Financial LP | Canada | Investment Funds / Limited Partnership | |
Canso Fund Management Ltd. | Canada | Mutual Fund | |
Capital Direct I Income Trust Capital Direct I Income Trust | Canada | Mortgage Investment Fund | |
Capital International Asset Management Inc. (Canada) Inc. | Canada | Mutual Fund | |
Capstone Asset Management Inc. | Canada | Pooled Fund | |
Cardinal Capital Management Inc. Cardinal Canadian Equity Pool Cardinal Foreign Equity Pool | Canada | Pooled Fund | |
Castle Ridge Asset Management Limited Castle Ridge LP Castle Ridge Market Neutral LP | Canada | Limited Partnership | |
Celernus Investment Partners Inc. Celernus Absolute Growth Fund Celernus Mortgage and Income Trust Fund | Canada | Hedge Fund | |
Centurion Asset Management Inc. | Canada | REIT | |
Chou Associates Management Inc. | Canada | Mutual Fund | |
Christopher Ross Cunningham Investments Ltd. CIG Value Fund | Canada | Pooled Fund | |
CI Investments Inc. | Canada | Mutual Fund/Pooled Fund/Seg Fund | |
CIBC | Canada | Mutual Fund / GIC's / Linked Notes | |
CIBC Asset Management Inc. | Canada | Mutual Fund / Segregated Fund | |
CIBC Investor Network CIBC Mortgages Inc. CIBC Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC Trust Corporation | Canada | GIC's | |
Cidel Asset Management Inc. | Canada | Pooled Fund | |
Clifton Blake Mortgage Income Fund Trust Clifton Blake Mortgage Income Fund Trust | Canada | Mortgage Investment Fund | |
CMI Balanced Mortgage Fund Corp. CMI Mortgage Services Inc. / Canadian Mortgages Inc. | Canada | Mortgage Investment Fund | |
CMLS Mortgage Fund / CMLS Asset Management Ltd. CMLS Mortgage Fund | Canada | Mortgage Investment Fund | |
Coast Capital Savings Federal Credit Union | Canada | GIC's | |
Coastal Community Credit Union | Canada | GIC's | |
Community Trust Company Ltd. | Canada | GIC's | |
Concentra Bank | Canada | GIC's | |
Connor, Clark & Lunn Funds Inc. CC&L fund family | Canada | Mutual Fund | |
Connor, Clark & Lunn Private Capital Ltd. | Canada | Mutual Fund | |
Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool Blueprint Enhanced Opportunities Pool | Canada | Pooled Fund | |
Cortland Credit Group Inc. Cortland Credit Strategies RRSP Fund Cortland Credit Strategies L.P. | Canada | Limited Partnership | |
Corton Capital Inc. Corton Global Timber Fund L.P. | Canada | Limited Partnership | |
Cote 100 Inc. | Canada | Mutual Fund | |
Counsel Portfolio Services Inc. | Canada | Mutual Fund | |
Covington Capital Corporation Covington Funds | Canada | Labor Sponsored Fund | |
Covista Capital Corp. Covista Value Fund Trust | Canada | Unit Trust | |
Cowan Asset Management Limited Cowan Absolute Return Fund | Canada | Pooled Fund | |
CQI Capital Management L.P. Genesis Partners Fund LP CQI Equity Opportunities Fund I CQI Equity Opportunities Fund II CQI Income Opportunities Fund | Canada | Mutual Fund | |
Credit Suisse AG | Overseas | Linked Notes | |
Crimson Asset Management Crimson Partners Small Cap Fund LP | Canada | Limited Partnership | |
Crystalline Mgt Inc. / Gestion Cristallin Inc. | Canada | Hedge Fund | |
Cumberland Private Wealth Management Inc. Kipling Private Investment Portfolios | Canada | Pooled Fund | |
CWB Wealth Management Ltd. CWB Onyx Portfolio Series | Canada | Mutual Fund | |
Cypress Capital Management Ltd. | Canada | Pooled Fund | |
DaVinci Capital Partners Inc. DaVinci Alterntive Income Fund | Canada | Pooled Fund | |
Davis-Rea Ltd. / Davis-Rea Ltee. | Canada | Mutual Fund / Pooled Fund | |
De Luca Veale Investment Counsel Inc. DV Growth Fund | Canada | Pooled Fund | |
Deans Knight Capital Management Ltd. Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds | Canada | Pooled Fund / Segregated Funds | |
Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund | Canada | Mutual Fund | |
Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec | Canada | GIC's | |
Desjardins Financial Security Life Assurance Co. | Canada | Segregated Funds / GIC's / Other | |
Desjardins Global Asset Management Inc. | Canada | Mutual Fund / Segregated Fund / GIC's | |
Desjardins Société de placement inc. | Canada | Mutual Fund | |
Desjardins Trust Inc. Maestral Funds GIC's - Formerly Zag Bank GIC | Canada | Mutual Fund / GIC's | |
Dimensional Fund Advisors Canada ULC. | Canada | Mutual Fund | |
Discovery Capital Management Corp. | Canada | Mutual Fund | |
Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund | Canada | Mutual Fund | |
DMAT Capital Management Inc. DMAT Tactical Income Fund LP | Canada | Limited Partnership | |
Donville Kent Asset Management Inc. Donville Kent Asset Management | Canada | Limited Partnership | |
Duncan Ross Associates Ltd. | Canada | Mutual Fund | |
Durham Asset Management Inc. DAMI Corporate Bond Fund | Canada | Mutual Fund | |
East Coast Asset Management SEZC East Coast SPC, Strategic Credit SP | Canada | Pooled Fund | |
East Coast Fund Management Inc. | Canada | Pooled Fund | |
East West Investment Management Corporation East West Canada Fund LP | Canada | Limited Partnership | |
EdgePoint Wealth Management Inc. Edgepoint family of mutual funds | Canada | Mutual Fund | |
Educators Financial Group Inc. | Canada | Mutual Fund | |
Effort Trust Company (The) | Canada | GIC's | |
EHP Funds Inc. Edgehill Family of Funds | Canada | Hedge Fund | |
Emerge Canada Inc. Emerge ARK ETF | Canada | Mutual Fund | |
Empire Life Insurance Company Segregated Funds Interest investment options provided within an insurance contract | Canada | Segregated Fund | |
Empire Life Investments Inc. Empire Life | Canada | Mutual Fund | |
Endurance Capital Corporation Endurance Trust Fund | Canada | Mutual Fund Trust | |
EnTrust Focus Partners LP EnTrust 49 Focus Fund | Canada | Unit Trust | |
Epic Capital Management Inc. | Canada | Pooled Fund | |
eQuaTe Asset Management Inc. | Canada | Mutual Fund | |
Equilibrium Capital Management Inc. | Canada | Mutual Fund | |
Equitable Bank | Canada | GIC's / Investment Savings Accounts | |
Equitable Trust | Canada | GIC's / Investment Savings Accounts | |
Equiton Capital Inc. Equiton Residential Income Fund Trust | Canada | Pooled Fund | |
Equium Capital Management Inc. | Canada | Mutual Fund | |
Espresso Capital IFM Ltd. | Canada | Mutual Fund / Labor Sponsored Fund | |
ETF Capital Management Quintessence Wealth Group of Funds | Canada | Pooled Fund | |
Evolve Funds Group Inc. | Canada | Mutual Fund | |
Ewing Morris & Co. Investment Partners Ltd. Broadview Dark Horse Fund Ewing Morris Small Cap Fund LP Ewing Morris Flexible Income Fund LP | Canada | Limited Partnership | |
Excalibur Capital Management Inc. Excalibur Limited Partnership Excalibur Small Cap Opportunities LP | Canada | Hedge Fund / Limited Partnership | |
Excel Funds Management Inc. | Canada | Mutual Fund | |
Faircourt Asset Management Inc. Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund) | Canada | Mutual Fund / Pooled Fund | |
Fairstone Bank of Canada XIB Fund | Canada | GIC's | |
Federated Investors Canada ULC Federated Strategic Value U.S. Equity Dividend Fund | Canada | Mutual Fund | |
Fédération des caisses Desjardins due Quebec | Canada | Linked Notes | |
Fidelity Investments Canada ULC | Canada | Mutual Fund | |
Fiducie Desjardins Inc. | Canada | Mutual Fund | |
Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. | Canada | Mutual Fund | |
Fiera Capital Corporation | Canada | Mutual Fund/Hedge Fund/Pooled Fund | |
FIL Limited | Overseas | Mutual Fund | |
Financière des professionnels - Fonds d’investissement inc. | Canada | Mutual Fund | |
First Ontario Credit Union | Canada | GIC's | |
First Reliance Asset Management First Reliance Real Estate Investment Trust | Canada | REIT | |
First West Credit Union Ltd. | Canada | GIC's | |
Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nationaux pour la Coop. et L'Emploi | Canada | Mutual Fund | |
Forge First Asset Management Inc. Forge First Conservative Alternative Fund Forge First Long Short Alternative Fund | Canada | Mutual Fund | |
Formula Growth Limited Formula Growth Hedge Funds Class F Formula Growth Fund Formula Growth Hedge Funds Class A | Canada | Mutual Fund / Hedge Fund | |
Forstrong Global Asset Management Inc. Forstrong Global Balanced Fund Forstrong Global Income Fund Forstrong Global Growth Fund | Canada | Hedge Fund | |
Fort LP | U.S. | Pooled Fund / Limited Partnership | |
Forum Asset Management Inc. | Canada | Mutual Fund | |
Foyston, Gordon & Payne Inc. Family of Pooled Funds FGP Funds | Canada | Pooled Fund | |
Franklin Templeton International Services S.à.r.l. Franklin Templeton Investment Funds | Overseas | Mutual Fund | |
Franklin Templeton Investments Corp. Franklin Templeton Mutual Funds Bissett Mutual Funds | Canada | Mutual Fund/Pooled Fund/Seg Fund | |
FrontFour Capital Corp. FrontFour Opportunity Fund | Canada | Mutual Fund | |
Frontwater Capital Inc. | Canada | Mutual Fund | |
FT Portfolios Canada Co. | Canada | Mutual Fund | |
Fulcra Asset Management Inc. Fulcra Credit Opportunities Fund | Canada | Mutual Fund | |
Gabelli Funds (The) | U.S. | Mutual Fund | |
Galibier Capital Management Ltd. Galibier Opportunities Fund Galibier U.S. Equity Pool Galibier Canadian Global Equity Pool | Canada | Pooled Fund | |
Galileo Global Equity Advisors Inc. | Canada | Mutual Fund | |
Galliant Advisors LP Galliant Equity Long/Short Fund LP | Canada | Investment Funds | |
General Bank of Canada | Canada | GIC's / Investment Savings Accounts | |
Genus Capital Management | Canada | Pooled Fund | |
Gestion Ferique | Canada | Mutual Fund | |
GFI Investment Counsel Ltd. | Canada | Hedge Fund | |
Global Growth Assets Inc. | Canada | Mutual Fund | |
Globevest Capital Ltee. | Canada | Mutual Fund / Pooled Fund | |
Gluskin Sheff & Associates Inc. (AC) Blair Franklin Global Credit Fund LP | Canada | Limited Partnership | |
Goodman & Company, Investment Counsel, Inc. | Canada | Pooled Fund | |
Goodwood Inc. Goodwood Funds | Canada | Mutual Fund | |
Government of Quebec (for Placements Quebec) | Canada | Other | |
Grafton Asset Management Inc. Global Energy Growth Fund | Canada | Unit Trust | |
Gravitas Securities Inc. | Canada | Mutual Fund | |
Grayhawk Investment Strategies Inc. Grayhawk Fixed Income Pool Grayhawk Structural Alternatives Pool Grayhawk Core Pool Grayhawk Global Growth Pool Grayhawk Opportunistic Alternatives Pool | Canada | Pooled Fund | |
GreensKeeper Asset Management Inc. GreensKeeper Value Fund | Canada | Pooled Fund | |
Groundlayer Capital Inc. | Canada | Venture Capital Fund | |
Growth Works Capital Ltd. GrowthWorks Atlantic Venture Fund Ltd. Working Opportunity Fund (EVCC) Ltd. | Canada | Labor Sponsored Fund | |
Guardian Capital LP Vector Funds Guardian Funds Vega Funds | Canada | Pooled Fund | |
Hamilton Capital Partners Inc. | Canada | Limited Partnership | |
Hamilton Lane (Canada) LLC | U.S. | Mutual Fund | |
Harvest Portfolios Group Inc. | Canada | Mutual Fund | |
Haventree Bank | Canada | GIC's | |
Hazelview Securities Inc. | Canada | Mutual Fund / Limited Partnership | |
Hemisphere Capital Management Inc. | Canada | Pooled Fund | |
HGC Investment Management Inc. HGC Fund LP | Canada | Limited Partnership | |
Higgins Investment Group Inc. Restricted to Uber Strategis LP and Goforth Technical Fund LP | Canada | Limited Partnership | |
Highstreet Asset Management Inc. | Canada | Mutual Fund | |
Hillsdale Investment Management Inc. | Canada | Pooled Fund | |
Home Bank | Canada | GIC's / Investment Savings Accounts | |
Home Trust Company | Canada | GIC's / Investment Savings Accounts | |
HomEquity Bank | Canada | GIC's | |
Hoovest Financial Inc. Hoovest Prudential Arbitrage Fund | Canada | Pooled Fund | |
Horizons ETFs Management (Canada) Inc. | Canada | Unit Trust | |
HSBC Bank Canada Structured Alternative Investment Return Securities | Canada | Mutual Fund / GIC's | |
HSBC Investment Funds (Canada) Inc. | Canada | Mutual Fund | |
Hymas Investment Management Inc. Malachite Aggressive Preferred Fund | Canada | Mutual Fund / Hedge Fund | |
I.A. Michael Investment Counsel Ltd. ABC Funds | Canada | Mutual Fund | |
I.G. Investment Management Ltd. | Canada | Mutual Fund | |
IA Clarington Investments Inc. | Canada | Mutual Fund | |
IBV Capital Ltd. IBV Capital Global Value Canadian Feeder Fund LP | Canada | Limited Partnership | |
iCapital Network Canada Ltd. Blackstone Real Estate Income Trust iCapital Canada Access Fund, L.P. Unigestion Global Core Private Equity Fund, LP iDirect Private Markets Access Fund (Canada) Blue Owl Credit Income Trust TCC Alternative Access Trust Fund iCapital-Carlyle Tactical Private Credit Access Fund (Canada), L.P. iCapital CBRE Global Infrastructure Access Fund, L.P. North Haven Private Income Fund A iCapital Canada Access Trust iCapital-Millennium Inernational HedgeFocus Fund, L.P. Hines Global Income Trust iCapital Canada Access Fund Trust iCapital-PG Partners Fund Access Fund Blackstone Private Credit Fund iCapital Canada Access Fund, L.P. Blackstone Private Credit Fund iCapital Canada Access Trust iCapital AQR Apex Canadian Access Fund Glendower V Canadian Access Fund, L.P. KKR KIF iCapital Canada Access Trust iCapital – PEG Evergreen Private Equity CAD Fund iCapital Blue Owl Real Estate Net Lease Trust Canada Access Fund Sterling Mortgage Income Fund Sagard Private Credit Fund Harbourvest HGPS - Diversified Private Equity Fund Canada iCapital Coller International Secondaries Private Equity Fund Canada Access Fund Apollo Debt Solutions BDC iCapital Canada Access Fund iCapital Franklin Claron Real Estate Income Fund | Canada | Pooled Fund | |
ICICI Bank Canada | Canada | GIC's / Investment Savings Accounts | |
ICM Asset Management Inc. ICM (1X) Real Estate Trust | Canada | Mutual Fund | |
Independent Advisor Solutions Inc. IAS Group of Funds | Canada | Pooled Fund | |
Industrial Alliance Pacific Insurance and Financial Services Inc. | Canada | Segregated Fund | |
Industrial Alliance Trust Inc. | Canada | GIC's | |
Industrial and Commercial Bank of China (Canada) | Canada | GIC's | |
Industrielle Alliance, Assurance et services financiers inc. | Canada | Segregated Fund | |
Inflection Management Inc. Inflection Strategic Opportunity Fund | Canada | Unit Trust | |
Innocap Investment Management Inc. Quadra Liquid Bond L.P. | Canada | Limited Partnership | |
Innovation Credit Union | Canada | GIC's | |
Invesco Canada Ltd. LP's Investment Savings Accounts Segregated funds Investment funds GIC's Linked notes IncomeTrusts | Canada | Investment Funds | |
Investec Asset Management Limited | Overseas | Mutual Fund | |
Invico Capital Corporation Mini Mall Storage Properties Trust Invico Diversified Income Fund Avenue Living Real Estate Core Trust Invico Secondaries 2022 LP Avenue Living Agricultural Land Trust Tract Farmland Partners LP | Canada | Limited Partnership | |
Ivari | Canada | Mutual Fund / Segregated Fund | |
J. Zechner Associates Inc. | Canada | Pooled Fund | |
J.C. Clark Ltd. | Canada | Pooled Fund | |
Jarislowsky, Fraser Limited | Canada | Mutual Fund / Pooled Fund | |
JDM Investments Partners Ltd. Investment Partners Fund | Canada | Pooled Fund | |
Jemekk Capital Management (2017) Inc. | Canada | Mutual Fund / Pooled Fund | |
JM Fund Management Inc. JM Catalyst Fund | Canada | Hedge Fund | |
K J Harrison & Partners Inc. | Canada | Pooled Fund | |
K2 & Associates Investment Management Inc. The K2 Principal Trust | Canada | Mutual Fund Trust | |
KAI Asset Management Inc. KAI Core Equity Pool | Canada | Pooled Fund | |
Kawartha Asset Management Inc. Kawartha High Conviction Resource Fund Kawartha Energy Opportunities Fund Inc. | Canada | Mutual Fund/Hedge Fund/Pooled Fund | |
KEB Hana Bank Canada | Canada | GIC's | |
Kensington Capital Advisors Inc. | Canada | Pooled Fund | |
Kilgour Williams Capital Incorporated KiWi Private Credit Trust | Canada | Unit Trust | |
Kingwest & Company | Canada | Mutual Fund / Pooled Fund | |
Kinsted Wealth Inc. | Canada | Mutual Fund | |
Kuber Mortgage Investment Corporation Kuber Mortgage Invesment Corporation | Canada | Mortgage Investment Fund | |
KV Capital Inc. KV Mortgage Fund Inc. | Canada | Mortgage Investment Fund | |
Langdon Equity Partners Ltd. | Canada | Mutual Fund | |
Laurentian Bank of Canada Includes B2B Trust term deposits | Canada | GIC's | |
Laurentian Trust of Canada Inc. | Canada | GIC's | |
Laurus Investment Counsel | Canada | Pooled Fund | |
LBC Trust | Canada | GIC's | |
LDIC Inc. Includes LDIC Closed-End Funds | Canada | Mutual Fund / Pooled Fund | |
Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) | Canada | Mutual Fund | |
League Savings and Mortgage Company | Canada | GIC's | |
Legg Mason Global Funds PLC | Overseas | Mutual Fund | |
Leith Wheeler Investment Counsel Ltd. Leith Wheeler family of funds | Canada | Mutual Fund | |
Lester Asset Management Inc. | Canada | Mutual Fund | |
Letko, Brosseau & Associates Inc. Letko, Brosseau & Associates Inc.a | Canada | Mutual Fund / Pooled Fund | |
Level 3 Investment Management Inc. Level 3 Total Return Opportunities Fund | Canada | Pooled Fund / Hedge Funds | |
Lightwater Partners Ltd. Lightwater Long/Short Funds | Canada | Hedge Fund | |
Lincluden Investment Management Limited | Canada | Mutual Fund / Pooled Fund | |
LionGuard Capital Management Inc. | Canada | Limited Partnership | |
Lionridge Capital Management Inc. Lionridge Total Equity Fund | Canada | Pooled Fund | |
Longbow Capital Inc. | Canada | Mutual Fund | |
Lorica Investment Counsel Inc. Lorica Canadian Fixed Income Fund | Canada | Mutual Fund | |
Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Steinberg High Yield Fund | Canada | Pooled Fund | |
Lumen Asset Management Inc. Lumen Long Short Equity Fund LP | Canada | Limited Partnership | |
Lynwood Capital Management Inc. Lynwood family of funds | Canada | Pooled Fund | |
Lysander Funds Limited | Canada | Mutual Fund | |
M.Y. Capital Management Corp. M.Y. Real Estate Investment Fund M.Y. Cycles and Trends Macro Fund | Canada | Mutual Fund | |
Mackenzie Financial Corp. | Canada | Mutual Fund / Segregated Fund | |
MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund The Absolute Return Fund (LP) | Canada | Pooled Fund | |
Majestic Asset Management LLC | Canada | Mutual Fund / Pooled Fund | |
Manitou Investment Management Ltd. Manitou Investment Management Ltd. | Canada | Pooled Fund | |
Manufacturers Life Insurance Co. (The) Deferred Annuities | Canada | GIC's / Segregated Fund | |
Manulife Bank of Canada | Canada | GIC's / Investment Savings Accounts | |
Manulife Investment Management Ltd. Manulife Financial Corp. Family of Funds Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partnership | Canada | Mutual Fund/Pooled Fund/Seg Fund | |
Manulife Trust Company | Canada | GIC's / Investment Savings Accounts | |
Marquest Asset Management Inc. | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Marret Asset Management Inc. Marret | Canada | Hedge Fund | |
Marval Capital Ltd. | Canada | Mutual Fund | |
Matco Financial Inc. MFI series of funds | Canada | Mutual Fund | |
Mawer Investment Management Ltd. | Canada | Mutual Fund | |
Maxam Capital Management Ltd. | Canada | Mutual Fund | |
MCAN Mortgage Corporation | Canada | GIC's | |
McElvaine Investment Management Ltd. The McElvaine Investment Trust The Osler Fund | Canada | Mutual Fund | |
McLean Asset Management Ltd. ROMC Trust | Canada | Mutual Fund | |
MD Financial Management Inc. | Canada | Mutual Fund | |
Meckelborg Financial Group Ltd. MFG Diversified Strategy Fund | Canada | Mutual Fund Trust | |
Mercer Global Investments Canada Limited | Canada | Pooled Fund | |
Meridian Credit Union Limited | Canada | GIC's | |
Merrill Lynch Canada Inc. | Canada | Linked Notes | |
Metric Asset Management Limited Partnership | Canada | Pooled Fund / Hedge Funds | |
MFS Investment Management Canada Limited | Canada | Mutual Fund | |
Middlefield Limited | Canada | Mutual Fund | |
Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. | Canada | Mutual Fund | |
Morgan Meighen & Associates Limited Smedley Fund Family | Canada | Pooled Fund | |
Mortgage Company of Canada Inc. | Canada | Mortgage Investment Fund | |
Mulvihill Capital Management Inc. | Canada | Mutual Fund | |
Natcan Trust Company | Canada | Mutual Fund / Pooled Fund | |
National Bank Investments Inc. Includes PPN's | Canada | Mutual Funds / GIC's / Inv. Savings Acct | |
National Bank of Canada National Bank Trust GIC's Natcan Trust GIC's National Bank of Canada GIC's | Canada | GIC's | |
National Bank Trust Inc. | Canada | Mutual Fund / Pooled Fund | |
National Trust Company Tourism & Entertainment Growth Fund Inc. Family of Funds | Canada | Mutual Fund | |
NCM Asset Management | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Neighbourhood Holding Company Ltd. Neighbourhood Holdings Income Trust I | Canada | Mortgage Investment Fund | |
Neuberger Berman Canada ULC NB Speciality Finance Income Fund | Canada | Pooled Fund | |
NewGen Asset Management Limited | Canada | Unit Trust | |
Newport Private Wealth Inc. | Canada | Mutual Fund | |
Next Edge Capital Corp. Short Duration Fixed Income Private Wealth Pool Canadian Equity Private Wealth Pool Real Assets Private Wealth Pool U.S. Equity Private Wealth Pool International Equity Private Wealth Pool | Canada | Pooled Fund | |
Niagara Capital Partners Ltd. Niagara Access Alpha Fund | Canada | Mutual Fund | |
Nicola Wealth Management Ltd. SPIRE LP's NWM family of funds | Canada | Mutual Fund / Limited Partnership | |
Ninepoint Partners LP | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
North Growth Management Ltd. | Canada | Mutual Fund | |
Northern Savings Credit Union Terrace & District Credit Union | Canada | GIC's | |
Northpoint Investment Partners Ltd. | Canada | Pooled Fund | |
NorthStream Capital Inc. NorthStream Credit Strategies Fund LP | Canada | Limited Partnership | |
Northwest & Ethical Investments L.P. | Canada | Mutual Fund | |
Nymbus Capital Inc. | Canada | Mutual Fund | |
Oak Hill Asset Management Inc. Oak Hill Nexpoint Global Merger Arbitrage Plus Fund Oak Hill Nexpoint Global Merger Arbitrage Fund | Canada | Mutual Fund | |
Obsiido Alternative Investments Inc. Obsiido Alternative Growth Portfolio Obsiido Alternative Income Portfolio | Canada | Mutual Fund | |
OCP Fund Management LP | Canada | Limited Partnership | |
OGAM Ltd. | Canada | Pooled Fund | |
Onex Canada Asset Management Inc. Onex Family of Mutual Funds and Pooled Funds | Canada | Segregated Funds / GIC's / Other | |
Onex Credit Partners, LLC OCP Senior Credit Fund International Ltd. Onex Direct Lending Cayman Fund, LLC. | U.S. | Private Equity Fund | |
Onex Falcon Investment Advisors, LLC / Onex Falcon Direct Lending Cayman Fund, LLC Onex Falcon Direct Lending Cayman Fund, LLC | U.S. | Private Equity Fund | |
Optimize Inc. Optimized Pooled Funds | Canada | Mutual Fund Trust | |
Optimum Asset Management Inc. | Canada | Mutual Fund / Hedge Fund / GIC's | |
Outcome Metric Asset Management LP | Canada | Pooled Fund | |
Palette Investment Management Inc. First Canadian Securities 2017 | Canada | Limited Partnership | |
Palisade Capital Management Ltd. | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Palos Management Inc. Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Pathfinder Asset Management Ltd. | Canada | Mutual Fund | |
PBY Capital Limited PBY Alpha-Lab Global Growth Equity Fund | Canada | Mutual Fund | |
Peace Hill Trust Company | Canada | GIC's | |
Pembroke Private Wealth Management Ltd. | Canada | Mutual Fund / Pooled Fund | |
PenderFund Capital Management Ltd. Pender family of funds | Canada | Mutual Fund / Hedge Fund | |
Peoples Trust Company | Canada | GIC's | |
Perennial Asset Management Corp. Perennial Equity Portfolio Perennial Fixed Income Portfolio | Canada | Mutual Fund | |
Performance Capital Ltd. | Canada | Hedge Fund | |
Periscope Capital Inc. | Canada | Pooled Fund / Limited Partnership | |
PFM Venture Capital Operations Inc. SaskWorks Venture Fund Inc. | Canada | Labor Sponsored Fund | |
Picton Mahoney Asset Management | Canada | Mutual Fund / Hedge Fund | |
Pier 21 Asset Management Inc. Pier 21 | Canada | Pooled Fund | |
PIMCO Canada Corp. | Canada | Mutual Fund / Hedge Fund | |
PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services | Overseas | Mutual Fund | |
PineStone Asset Management Inc. | Canada | Pooled Fund | |
Pinnacle Wealth Brokers Inc. Pinnacle Listed Equity Pool | Canada | Pooled Fund | |
Polar Asset Management Partners Inc. | Canada | Hedge Fund | |
Pollitt Investment Counsel Inc. Plutus Super Flow-through Limited Partnership | Canada | Pooled Fund / Limited Partnership | |
Portfolio Stewards Inc. Stewardship Alternative Income Fund | Canada | Mutual Fund | |
Portland Investment Counsel Inc. | Canada | Investment Funds / Limited Partnership | |
Pratte Gestion de portfeuilles | Canada | Investment Funds | |
President's Choice Bank | Canada | GIC's | |
Primevest Capital Corp. | Canada | Mutual Fund | |
Prospera Credit Union | Canada | GIC's / Other | |
Provisus Wealth Management Limited | Canada | Pooled Fund | |
Purpose Investment Partners Inc. AHF Credit Opportunities Fund - Series A, F and I | Canada | Mutual Fund/Hedge Fund/Pooled Fund | |
Purpose Investments Inc. | Canada | Mutual Fund | |
Pursuit Financial Management Corp. | Canada | Mutual Fund | |
Putnam Investment Inc. | Canada | Mutual Fund | |
Quadrant Asset Management QAM Tracking Pools | Canada | Pooled Fund | |
Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund | Canada | Mutual Fund | |
QV Investors Inc. QV Pooled Funds | Canada | Pooled Fund | |
Qwest Investment Fund Management Ltd. | Canada | Mutual Fund / Limited Partnership | |
R.E.G.A.R. Gestion Privée Inc. | Canada | Mutual Fund | |
R.N. Croft Financial Group Inc. | Canada | Mutual Fund | |
Radin Capital Partners Inc. Radin Capital Partners | Canada | Pooled Fund | |
Raintree Wealth Management Inc. Raintree Absolute Fund Class A Raintree Tactical Fund Class A | Canada | Unit Trust | |
Ravenstone Capital Management Inc. Ravenstone family of funds | Canada | Pooled Fund | |
Rayne Capital Management Inc. Rayne Capital Opportunities Trust Rayne Capital LP Rayne Capital Opportunities Fund LP | Canada | Pooled Fund | |
RBC Dominion Securities Inc. | Canada | Linked Notes | |
RBC Global Asset Management Inc. | Canada | Mutual Fund/Hedge Fund/Pooled Fund | |
RBC Life Insurance Company | Canada | Segregated Fund | |
Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund | Canada | Mutual Fund | |
Resolute Funds Ltd. | Canada | Mutual Fund | |
Resolve Asset Management Inc. | Canada | Hedge Fund | |
Return on Innovation Advisors Ltd. Pooled Funds | Canada | Mutual Fund / Labor Sponsored Fund | |
RFA Bank of Canada | Canada | GIC's | |
Ridgewood Capital Asset Management Ridgewood Mutual | Canada | Mutual Fund | |
Roadmap Capital Inc. | Canada | Pooled Fund | |
Robson Capital Management Inc. | Canada | Hedge Fund | |
Rosalind Advisors, Inc. Rosalind Capital Partners L.P. | Canada | Limited Partnership | |
Ross Smith Asset Management ULC Ross Smith Capital Investment Fund Ross Smith Cryptocurrency Investment Fund LP Ross Smith Opportunity Fund | Canada | Mutual Fund / Limited Partnership | |
Royal & Sun Alliance Life Insurance Co. (Canada) | Canada | Segregated Fund | |
Royal Bank of Canada Royal Bank of Canada Royal Trust Corp. Royal Bank Mortgage Corp. Connor Clark Private Merchant Private Trust Royal Trust Company (The) | Canada | GIC's / Investment Savings Accounts | |
Royal Trust Company (The) The First American Fund T.A.L. Private Management Pooled Funds The Protected American Fund Classified Investment Trusts First Trust Canada Funds RT Capital Inc. T.A.L. Investment Pooled Funds | Canada | Mutual Fund | |
RP Investment Advisors LP | Canada | Mutual Fund / Hedge Fund | |
Russell Investments Canada Limited Life Points mutual funds Russel Group mutual funds Soverign mutual funds | Canada | Mutual Fund | |
Saguenay Strathmore Capital, L.P. Titan Masters Canada, L.P. | Canada | Limited Partnership | |
Sanford C. Bernstein & Co. LLC | U.S. | Mutual Fund | |
SBI Canada Bank | Canada | GIC's | |
Scotia Capital Inc. Pinnacle family of funds - May 7-07 Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Cassels Blaikie Canadian Fund (U.S.) | Canada | Mutual Fund | |
Scotia Securities Inc. | Canada | Mutual Fund | |
Seamark Asset Management Ltd. | Canada | Mutual Fund / Pooled Fund | |
SEI Investment Canada Company | Canada | Mutual Fund | |
Seymour Investment Management Ltd. Family of funds managed by Seymour Investment Management Ltd. | Canada | Pooled Fund | |
Sherpa Asset Management Inc. | Canada | Mutual Fund | |
Shinhan Bank Canada | Canada | GIC's | |
SIA Wealth Management Inc. SIA Wealth Management Private Investment Pools | Canada | Pooled Fund | |
Silvercreek Management Inc. Silvercreek family of funds | Canada | Limited Partnership | |
Skyline Apartment REIT | Canada | REIT | |
Skyline Clean Energy Fund | Canada | Pooled Fund | |
Skyline Industrial REIT | Canada | REIT | |
Skyline Retail REIT | Canada | REIT | |
Slate Securities L.P. | Canada | Pooled Fund | |
Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds | Canada | Mutual Fund/Pooled Fund/Ltd. Partnership | |
Standard Life Assurance Company of Canada (The) Ideal Segregated Funds Guaranteed Interest Rate Contracts | Canada | GIC's / Segregated Fund | |
Standard Life Trust Company | Canada | Mutual Fund | |
Stanton Asset Management Inc. | Canada | Hedge Fund | |
Starlight Investments Capital LP Starlight group of funds | Canada | Mutual Fund | |
Steadyhand Investment Management Ltd Steadyhand Savings Fund Steadyhand Small Cap Equity Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund | Canada | Mutual Fund | |
Steepe & Co. Ltd. US Bridge Loan Fund Trust | Canada | Mutual Fund Trust | |
Steinbach Credit Union Limited GICs | Canada | GIC's | |
Stone Asset Management Limited | Canada | Mutual Fund | |
Successful Investor Wealth Management Inc. | Canada | Pooled Fund | |
Sun Life Assurance Co. (Canada) Individual Variable Insurance Contracts | Canada | Segregated Fund | |
Sun Life Financial Trust Inc. | Canada | GIC's | |
Sun Life Global Investments (Canada) Inc./Placements mondiaux Sun Life (Canada) inc. | Canada | Investment Funds | |
Sunshine Coast Credit Union | Canada | GIC's | |
T.I.P. Wealth Manager Inc. | Canada | Mutual Fund / Pooled Fund | |
Tacita Capital Inc. Private Pool | Canada | Pooled Fund | |
Tactex Asset Management | Canada | Investment Funds | |
Tangerine Bank | Canada | GIC's / Investment Savings Accounts | |
Taylor Asset Management Inc. Taylor Partners Fund | Canada | Pooled Fund | |
TD Asset Management Inc. | Canada | Mutual Fund / Inv. Savings Account | |
TD Bank Financial Group TD Bank - GIC's & Linked Notes The Canada Trust Compay - GIC's TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's | Canada | GIC's / Linked Notes | |
TD Securities Inc. | Canada | Linked Notes | |
Tempered Investment Management Ltd. Tempered Global Value Fund | Canada | Pooled Fund | |
Terra Fund Management Ltd. | Canada | Mutual Fund / Limited Partnership | |
The Bank of Nova Scotia Trust Company ADS Canadian Bank | Canada | GIC's / Investment Savings Accounts | |
Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust | Canada | Pooled Fund | |
Thornmark Asset Management Inc. Thornmark Investment Funds | Canada | Pooled Fund | |
Timelo Investment Management Inc. Timelo Strategic Opportunities Fund | Canada | Limited Partnership | |
TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units | Canada | Mutual Fund | |
Tonus Capital Inc. Tonus Partners Fund | Canada | Mutual Fund | |
Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds | Canada | Hedge Fund | |
Tradex Management Inc. | Canada | Mutual Fund | |
Tralucent Asset Management Inc. Tralucent Global Equity Fund | Canada | Pooled Fund | |
Trapeze Asset Management Inc. | Canada | Pooled Fund | |
Traynor Ridge Capital Inc. TR1 Fund lp | Canada | Limited Partnership | |
Trez Capital Corporation | Canada | Income Trust | |
Triasima Portfolio Management Inc. | Canada | Pooled Fund | |
TriDelta Investment Counsel Inc. | Canada | Pooled Fund | |
Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP | Canada | Limited Partnership | |
True Exposure Investments, Inc. TruX Exogenous Risk Pool, Series F, P and O units | Canada | Mutual Fund | |
Turtle Creek Asset Management Inc. | Canada | Pooled Fund | |
UBS Asset Management (Canada) Inc./UBS (Canada) Global Merger Arbitrage Fund UBS (Canada) Global Merger Arbitrage Fund | Canada | Pooled Fund | |
UBS Asset Management (Canada) Inc./UBS (Canada) Global Real Estate Fund UBS (Canada) Global Real Estate Fund | Canada | Pooled Fund | |
Ullman Wealth Management Inc. Ullman Wealth Management Fund Family | Canada | Mutual Fund | |
Value Partners Investment Inc. | Canada | Mutual Fund | |
Value-Contrarian Asset Management Inc. | Canada | Mutual Fund | |
Van Berkom and Associates Inc. | Canada | Pooled Fund | |
Vancity Investment Management Ltd. VCIM Bond Fund VCIM Canadian Equity Fund VCIM Income Fund VCIM Short Duration Bond Fund VCIM Global Equity Fund | Canada | Pooled Fund | |
Vancouver City Savings Credit Union | Canada | GIC's | |
Vanguard Investment Canada Inc. | Canada | Mutual Fund / Pooled Fund | |
Vantage Asset Management Inc. Vantage Protected Performance Fund Vantage Performance Fund | Canada | Pooled Fund | |
Venator Capital Management Ltd. Venator family of mutual funds | Canada | Hedge Fund | |
Veritas Asset Management Inc. VAM V List Plus Fund Veritas Long Short Fund VAM Signature Fund | Canada | Pooled Fund | |
VersaBank | Canada | GIC's / Other | |
Vertex One Asset Management Inc. | Canada | Mutual Fund | |
Vesta Wealth Partners Ltd. Cerulean Private Equity Access Fund Vesta Enhanced Equity Fund | Canada | Mutual Fund | |
Viewpoint Investment Partners Corporation Viewpoint Global Fund Trust | Canada | Pooled Fund | |
Viking Capital Corp. The Viking Capital Core Canadian Equity Fund | Canada | Mutual Fund / Pooled Fund | |
Virgo Digital Asset Management Inc. VDAM Multi-Strategy Digital Asset Fund | Canada | Pooled Fund | |
Vision Capital Corporation | Canada | Hedge Fund | |
Vivid Capital Management Inc. Vivid Energy Fund | Canada | Unit Trust | |
VL Advisors Inc. | Canada | Mutual Fund / Labor Sponsored Fund | |
W.A. Robinson Asset Management Ltd. | Canada | Pooled Fund | |
WARATAH Capital Advisors Ltd. Waratah fund family | Canada | Mutual Fund / Limited Partnership | |
WaveFront Global Asset Management Corp. WaveFront All-Weather Fund, LP | Canada | Pooled Fund / Limited Partnership | |
Waypoint Investment Partners Inc. | Canada | Pooled Fund | |
Wealhouse Capital Limited Partnership All funds managed by Wealhouse Capital Limited Partnership. | Canada | Mutual Fund / Pooled Fund | |
Wealth One Bank of Canada | Canada | GIC's / Investment Savings Accounts | |
WealthCo Asset Management Inc. WealthCo Pooled Funds WealthCo Asset Management Inc. | Canada | Pooled Fund | |
Wellington Hathshire Asset Management Inc. Wellington Hathshire Mortgage Investment Corporation | Canada | Mortgage Investment Fund | |
Wellington-Altus Private Counsel Ltd. | |||
Wells Asset Management System Inc. | Canada | Mutual Fund | |
West Face Capital Inc. WFC Opportunities Trust | Canada | Mutual Fund | |
Westcap Mgt. Ltd. Golden Opportunities Fund Inc. | Canada | Mutual Fund | |
Westcourt Capital ULC Westcourt Performance Portfolio | Canada | Mutual Fund | |
Westminster Savings Credit Union | Canada | Mutual Fund / Segregated Fund / GIC's | |
Whitehaven Asset Management Inc. | Canada | Mutual Fund / Pooled Fund | |
Williams Lake & District Credit Union | Canada | GIC's | |
Windsor Family Credit Union | Canada | GIC's | |
XIB Asset Management Inc. XIB Fund | Canada | Unit Trust | |
Yorkville Asset Management Inc. Yorkville Health Care Fund Yorkville Mutual Funds | Canada | Mutual Fund | |
YTM Capital Asset Management Ltd. | Canada | Mutual Fund | |
Zag Bank | Canada | GIC's / Investment Savings Accounts |
Note:
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Additions to List Since January 1, 2024
Fund Manager Funds covered by agreement | Region | Type of Products | Date Approved |
---|---|---|---|
Alterna Savings and Credit Union Limited | Canada | GIC's | 1/31/2024 |
CMLS Mortgage Fund / CMLS Asset Management Ltd. CMLS Mortgage Fund | Canada | Mortgage Investment Fund | 2/8/2024 |
Onex Canada Asset Management Inc. Onex Family of Mutual Funds and Pooled Funds | Canada | Segregated Funds / GIC's / Other | 2/13/2024 |
Amur Capital Income Fund Inc. | Canada | Mortgage Investment Fund | 2/21/2024 |
Viking Capital Corp. The Viking Capital Core Canadian Equity Fund | Canada | Mutual Fund / Pooled Fund | 2/28/2024 |
Meridian Credit Union Limited | Canada | GIC's | 5/7/2024 |
Apartment Plus Real Estate Investment Trust | Canada | REIT | 5/22/2024 |
Amur Capital Conservative Income Fund Inc. | Canada | Mortgage Investment Fund | 5/29/2024 |
Van Berkom and Associates Inc. | Canada | Pooled Fund | 7/22/2024 |
Westcourt Capital ULC Westcourt Performance Portfolio | Canada | Mutual Fund | 8/2/2024 |
Vivid Capital Management Inc. Vivid Energy Fund | Canada | Unit Trust | 8/6/2024 |
Independent Advisor Solutions Inc. IAS Group of Funds | Canada | Pooled Fund | 8/14/2024 |
Wellington Hathshire Asset Management Inc. Wellington Hathshire Mortgage Investment Corporation | Canada | Mortgage Investment Fund | 8/29/2024 |
CMI Balanced Mortgage Fund Corp. CMI Mortgage Services Inc. / Canadian Mortgages Inc. | Canada | Mortgage Investment Fund | 9/12/2024 |
All Island Equity REIT | Canada | REIT | 9/30/2024 |
Deletions from List since January 1, 2024
Fund Manager Funds covered by agreement | Region | Type of Products | Date Removed | Reason of Removal |
---|---|---|---|---|
Name Changes and Mergers since January 1, 2024
Fund Manager Funds covered by agreement | Region | Type of Products | Date | Comments |
---|---|---|---|---|
Gluskin Sheff & Associates Inc. Onex Senior Credit Fund (Canada) Onex High Yield Bond Fund Blair Franklin Global Credit Fund (MFT) DS+A Global Special Situations Fund DS+A U.S. Equity Fund DS+A Premium Income Trust DS+A Premium Income Fund DS+A International Fund GS+A Dividend Distribution Fund Onex Falcon Direct Lending Fund | Canada | Mutual Fund | 13-Feb-24 | Name changed to Onex Canada Asset Management Inc. |
Arxnovum Investments Inc. Arxnovum Bitcoin Fund | Canada | Pooled Fund | 22-Apr-24 | Name changed to Virgo Digital Asset Management Inc. |